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11/21/2018

Final Adjudications Issued: Swalm, Faye, Hartz, Rawlins, Sullivan, Christopher, Crumby, Toso, Stanec, Dell'Antonio, Irick, Davis, Maldonado, Brown and Rowles

Order No. 602-S (Swalm)
Assistant Director of Revenue for Cash Flow and Debt
Executive Offices of the Governor
Harrisburg, PA  17101


ORDER SUMMARY:

1. Steven Swalm (“Swalm”), as an Assistant Director of Revenue for Cash Flow and Debt for the Executive Offices of the Governor, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when he failed to file a Statement of Financial Interests for calendar year 2016 with the Executive Offices of the Governor.
2. This Commission hereby levies one maximum civil penalty against Swalm at the rate of Twenty-Five Dollars ($25.00) per day for each day his Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Swalm is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Swalm is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Executive Offices of the Governor by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 603-S (Faye)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Harrisburg, PA  17104
 

ORDER SUMMARY:

1. Christina Faye (“Faye”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when she failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Faye at the rate of Twenty-Five Dollars ($25.00) per day for each day her Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Faye is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Faye is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 604-S (Hartz)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Uniontown, PA  15401
 

ORDER SUMMARY:

1. Susan Hartz (“Hartz”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when she failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Hartz at the rate of Twenty-Five Dollars ($25.00) per day for each day her Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Hartz is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Hartz is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 605-S (Rawlins)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Pittsburgh, PA  15222
 

ORDER SUMMARY:

1. Troy Rawlins (“Rawlins”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when she failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Rawlins at the rate of Twenty-Five Dollars ($25.00) per day for each day her Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Rawlins is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Rawlins is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 606-S (Sullivan)
Unemployment Compensation Claims Examiner
Pennsylvania Department of Labor and Industry
Duquesne, PA  15110
 

ORDER SUMMARY:

1. Annie Sullivan (“Sullivan”), as an Unemployment Compensation Claims Examiner for the Pennsylvania Department of Labor and Industry, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when she failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Labor and Industry.
2. This Commission hereby levies one maximum civil penalty against Sullivan at the rate of Twenty-Five Dollars ($25.00) per day for each day her Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Sullivan is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Sullivan is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Labor and Industry by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 607-S (Christopher)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Philadelphia, PA  19125
 

ORDER SUMMARY:

1. Shawn Christopher (“Christopher”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when he failed to file a Statement of Financial Interests for calendar year 2015 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Christopher at the rate of Twenty-Five Dollars ($25.00) per day for each day his Statement of Financial Interests for calendar year 2015 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Christopher is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Christopher is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2015 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 608-S (Crumby)
Constable/Deputy Constable
Farrell, PA 
 

ORDER SUMMARY:

1. Terrence Crumby (“Crumby”), as a Constable/Deputy Constable, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when he failed to file Statements of Financial Interests for calendar years 2013, 2014, 2015, and 2016 with the Pennsylvania State Ethics Commission.
2. This Commission hereby levies four maximum civil penalties against Crumby, each at the rate of Twenty-Five Dollars ($25.00) per day, for each day his Statements of Financial Interests for calendar years 2013, 2014, 2015, and 2016 have remained delinquent, for total civil penalty liability of One Thousand Dollars ($1,000.00).  Crumby is ordered to pay said civil penalties in the total amount of $1,000.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Crumby is ordered to file complete and accurate Statements of Financial Interests for calendar years 2013, 2014, 2015, and 2016 with the Pennsylvania State Ethics Commission by no later than the thirtieth (30th) day after the mailing date of this Order.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 609-S (Toso)
Constable/Deputy Constable
Bath, PA
 

ORDER SUMMARY:

1. Matthew Toso (“Toso”), as a Constable/Deputy Constable, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when he failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania State Ethics Commission.
2. This Commission hereby levies one maximum civil penalty against Toso at the rate of Twenty-Five Dollars ($25.00) per day for each day his Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Toso is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Toso is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania State Ethics Commission by no later than the thirtieth (30th) day after the mailing date of this Order.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 610-S (Stanec)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Uniontown, PA  15401
 

ORDER SUMMARY:

1. Carol Stanec (“Stanec”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when she failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Stanec at the rate of Twenty-Five Dollars ($25.00) per day for each day her Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Stanec is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Stanec is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 611-S (Dell’Antonio)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
State College, PA  16801
 

ORDER SUMMARY:

1. Nichole Dell’Antonio (“Dell’Antonio”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when she failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Dell’Antonio at the rate of Twenty-Five Dollars ($25.00) per day for each day her Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Dell’Antonio is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Dell’Antonio is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 612-S (Irick)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Philadelphia, PA  19125
 

ORDER SUMMARY:

1. Syreeta Irick (“Irick”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when she failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Irick at the rate of Twenty-Five Dollars ($25.00) per day for each day her Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Irick is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Irick is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 613-S (Davis)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Philadelphia, PA  19123
 

ORDER SUMMARY:

1. Mark Davis (“Davis”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when he failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Davis at the rate of Twenty-Five Dollars ($25.00) per day for each day his Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Davis is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Davis is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 614-S (Maldonado)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Reading, PA  19602
 

ORDER SUMMARY:

1. Rosie Maldonado (“Maldonado”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when she failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Maldonado at the rate of Twenty-Five Dollars ($25.00) per day for each day her Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Maldonado is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Maldonado is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 615-S (Brown)
Income Maintenance Caseworker
Pennsylvania Department of Human Services
Philadelphia, PA  19131
 

ORDER SUMMARY:

1. Aaron Brown (“Brown”), as an Income Maintenance Caseworker for the Pennsylvania Department of Human Services, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when he failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services.
2. This Commission hereby levies one maximum civil penalty against Brown at the rate of Twenty-Five Dollars ($25.00) per day for each day his Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Brown is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Brown is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Human Services by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

Order No. 616-S (Rowles)
Environmental Engineer
Pennsylvania Department of Environmental Protection
Harrisburg, PA  17105
 

ORDER SUMMARY:

1. Leif Rowles (“Rowles”), as an Environmental Engineer for the Pennsylvania Department of Environmental Protection, failed to comply with Section 1104(a) of the Public Official and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1104(a), when he failed to file a Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Environmental Protection.
2. This Commission hereby levies one maximum civil penalty against Rowles at the rate of Twenty-Five Dollars ($25.00) per day for each day his Statement of Financial Interests for calendar year 2016 has remained delinquent, for a total civil penalty of Two Hundred and Fifty Dollars ($250.00).  Rowles is ordered to pay said civil penalty in the total amount of $250.00 by no later than the thirtieth (30th) day after the mailing date of this Order, by forwarding a check to the Pennsylvania State Ethics Commission made payable to the Commonwealth of Pennsylvania, for deposit in the State Treasury.
3. Rowles is ordered to file a complete and accurate Statement of Financial Interests for calendar year 2016 with the Pennsylvania Department of Environmental Protection by no later than the thirtieth (30th) day after the mailing date of this Order, with one copy forwarded to the Pennsylvania State Ethics Commission for compliance verification purposes.
4. Failure to comply with Paragraph 2 or 3 of this Order will result in the initiation of an appropriate enforcement action.

You may access the full text version of the above rulings by clicking on the links below or by copying and pasting them into your browser:
 
• 602-S  
• 603-S  
• 604-S  
• 605-S  
• 606-S  
• 607-S  
• 608-S  
• 609-S  
• 610-S  
• 611-S  
• 612-S  
• 613-S  
• 614-S  
• 615-S  
• 616-S  

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